Unclaimed Profile

Walter Russell Costenbader

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.·BRISTOL, Connecticut

SIE, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 66, Series 99TOCFP23 years registeredWILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

210 RED STONE HILL ROAD, BRISTOL, CT 06010CRD# 1828345Firm CRD# 226535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Russell Costenbader · BRISTOL, CT

Registration

CRD #1828345 · WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Sep 2014 – Jun 2015

CHARLOTTE, NC

WEBSTER INVESTMENT SERVICES, INC

Oct 2002 – Apr 2006

BRISTOL, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · October 9, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

CRD 226535 · SEC 801-119964

AUM

$270M

Regulatory assets under management

Employees

835 client accounts

Services offered by WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. →

Introduction

Speak with Walter

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Walter is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BRISTOL?

Browse all registered financial advisors in BRISTOL, Connecticut or claim this profile if it's yours.

Browse BRISTOL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Walter Russell Costenbader offer?

Walter Russell Costenbader specializes in Financial Planning, Investment Management.

What are Walter Russell Costenbader's credentials?

Walter Russell Costenbader holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Walter Russell Costenbader located?

Walter Russell Costenbader is based in BRISTOL, Connecticut, last registered with WILLIAM JOSEPH CAPITAL MANAGEMENT, INC..

How does Walter Russell Costenbader charge for services?

Walter Russell Costenbader's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.?

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. has approximately 19 employees and manages $270M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →