Home
›
Firms
›
ASSET STRATEGIES, INC.
ASSET STRATEGIES, INC.
AVON, Connecticut
·
5 registered advisors
·
CRD# 119661
SEC# 801-61023
1
860-673-5500
01
Firm Overview
AUM
$140M
Regulatory assets under management
Employees
10
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at ASSET STRATEGIES, INC.
5 registered advisors
Alan Miles Rothstein
AVON, Connecticut
CRD# 4370823
Connie Ashmore Brezik
CASPER, Wyoming
CRD# 4370819
Diann Elizabeth Mcchesney
AVON, Connecticut
CRD# 4818110
Kathryn Kindl Norris
CASPER, Wyoming
CRD# 4378224
Nolan James Robinson
AVON, Connecticut
CRD# 7777810
05
Office Locations
AVON, Connecticut
3 advisors
CASPER, Wyoming
2 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. ASSET STRATEGIES, INC. (CRD# 119661) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.