Unclaimed Profile

Anthony Alan Saccaro

PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC·WOODLAND HILLS, California

SIE, Series 6, Series 6TO, Series 63, Series 65ChFCClean record18 years registeredPROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC

20335 VENTURA BLVD STE 125, WOODLAND HILLS, CA 91364CRD# 5230816Firm CRD# 141988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Alan Saccaro · WOODLAND HILLS, CA

Registration

CRD #5230816 · PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC · 18 years registered

Brand Profile

Not yet started

Career History

SOUND INCOME WEALTH, LLC

Jun 2026 – present

PROVIDENCE FINANCIAL AND INSURANCES, INC.

Nov 2011 – present

ING FINANCIAL PARTNERS, INC

Nov 2007 – Feb 2008

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 63

Series 65

Registration record

First registered · November 1, 2007

Years registered · 18

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC

CRD 141988 · SEC 801-121770

AUM

$153M

Regulatory assets under management

Employees

1,232 client accounts

Services offered by PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC →

Introduction

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Frequently Asked Questions

What services does Anthony Alan Saccaro offer?

Anthony Alan Saccaro specializes in Financial Planning, Investment Management. Contact their office in WOODLAND HILLS, California for a consultation.

What are Anthony Alan Saccaro's credentials?

Anthony Alan Saccaro holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anthony Alan Saccaro located?

Anthony Alan Saccaro is based in WOODLAND HILLS, California, working with PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.

How does Anthony Alan Saccaro charge for services?

Anthony Alan Saccaro's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC?

PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC has approximately 14 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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