WINTERS FINANCIAL GROUP, INC.

WESTLAKE VILLAGE, California·2 registered advisors·CRD# 309549
SEC# 801-1215562805-497-1717
01

Firm Overview

AUM
$169M
Regulatory assets under management
Employees
3
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at WINTERS FINANCIAL GROUP, INC.

2 registered advisors
Janice Elizabeth Winters
WESTLAKE VILLAGE, California
Richard Kevin Winters
WESTLAKE VILLAGE, California
05

Office Locations

WESTLAKE VILLAGE, California
2 advisors

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Data sourced from SEC Form ADV filings. WINTERS FINANCIAL GROUP, INC. (CRD# 309549) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.