Unclaimed Profile

Richard Paul Sturm

THE PLANNERS NETWORK, INC.·TEMECULA, California

SIE, Series 6, Series 7, Series 63, Series 65Clean record24 years registeredTHE PLANNERS NETWORK, INC.

43418 BUSINESS PARK DR., TEMECULA, CA 92590CRD# 2031707Firm CRD# 108355

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Paul Sturm · TEMECULA, CA

Registration

CRD #2031707 · THE PLANNERS NETWORK, INC. · 24 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

May 2022 – present

LPL FINANCIAL LLC

Nov 2017 – Aug 2022

FORT MILL, SC

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Sep 2001 – Nov 2017

SEAL BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 26, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PLANNERS NETWORK, INC.

CRD 108355 · SEC 801-60247

AUM

$109M

Regulatory assets under management

Employees

500 client accounts

Services offered by THE PLANNERS NETWORK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PLANNERS NETWORK, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Paul Sturm offer?

Richard Paul Sturm specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TEMECULA, California for a consultation.

What are Richard Paul Sturm's credentials?

Richard Paul Sturm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Paul Sturm located?

Richard Paul Sturm is based in TEMECULA, California, working with THE PLANNERS NETWORK, INC.. Their office serves clients in the TEMECULA metropolitan area and surrounding communities.

How does Richard Paul Sturm charge for services?

Richard Paul Sturm's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PLANNERS NETWORK, INC.?

THE PLANNERS NETWORK, INC. has approximately 11 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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