Unclaimed Profile

Jeffry Stephen Cole

TEAM FINANCIAL GROUP, LLC·TEMECULA, California

Series 6, Series 22, Series 63Clean record19 years registeredTEAM FINANCIAL GROUP, LLC

40395 WINCHESTER ROAD, TEMECULA, CA 92591CRD# 2437637Firm CRD# 309411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffry Stephen Cole · TEMECULA, CA

Registration

CRD #2437637 · TEAM FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

TEAM WEALTH & TAX ADVISORS

Jul 2020 – present

AE WEALTH MANAGEMENT, LLC

Jun 2016 – Oct 2020

Temecula, CA

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Sep 2013 – Jul 2016

TEMECULA, CA

H.D. VEST ADVISORY SERVICES, INC

Feb 2009 – Oct 2010

TEMECULA, CA

NEXT FINANCIAL GROUP, INC.

Oct 2006 – Mar 2009

TEMECULA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · October 10, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEAM FINANCIAL GROUP, LLC

CRD 309411 · SEC 801-127441

AUM

$147M

Regulatory assets under management

Employees

625 client accounts

Services offered by TEAM FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TEAM FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffry Stephen Cole offer?

Jeffry Stephen Cole specializes in Financial Planning, Investment Management. Contact their office in TEMECULA, California for a consultation.

What are Jeffry Stephen Cole's credentials?

Jeffry Stephen Cole is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffry Stephen Cole located?

Jeffry Stephen Cole is based in TEMECULA, California, working with TEAM FINANCIAL GROUP, LLC. Their office serves clients in the TEMECULA metropolitan area and surrounding communities.

How does Jeffry Stephen Cole charge for services?

Jeffry Stephen Cole's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEAM FINANCIAL GROUP, LLC?

TEAM FINANCIAL GROUP, LLC has approximately 8 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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