Unclaimed Profile

Harold Edward Klein

THE PLANNERS NETWORK, INC.·TEMECULA, California

SIE, Series 7, Series 24, Series 63, Series 6626 years registeredTHE PLANNERS NETWORK, INC.

43418 BUSINESS PARK DR., TEMECULA, CA 92590CRD# 1021759Firm CRD# 108355

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Edward Klein · TEMECULA, CA

Registration

CRD #1021759 · THE PLANNERS NETWORK, INC. · 26 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

May 2025 – present

NEWEDGE ADVISORS

Jul 2021 – Nov 2024

Seal Beach, CA

LPL FINANCIAL LLC

Nov 2017 – May 2021

SEAL BEACH, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

May 2000 – Dec 2017

SEAL BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 24, 2000

Years registered · 26

Disclosure History

2024Employment Separation After Allegations

2024Regulatory·Final

2021Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE PLANNERS NETWORK, INC.

CRD 108355 · SEC 801-60247

AUM

$109M

Regulatory assets under management

Employees

500 client accounts

Services offered by THE PLANNERS NETWORK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PLANNERS NETWORK, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Edward Klein offer?

Harold Edward Klein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TEMECULA, California for a consultation.

What are Harold Edward Klein's credentials?

Harold Edward Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Edward Klein located?

Harold Edward Klein is based in TEMECULA, California, working with THE PLANNERS NETWORK, INC.. Their office serves clients in the TEMECULA metropolitan area and surrounding communities.

How does Harold Edward Klein charge for services?

Harold Edward Klein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PLANNERS NETWORK, INC.?

THE PLANNERS NETWORK, INC. has approximately 11 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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