Unclaimed Profile

David Mark Stern

THE PLANNERS NETWORK, INC.·TEMECULA, California

SIE, Series 7, Series 24, Series 6326 years registeredTHE PLANNERS NETWORK, INC.

43418 BUSINESS PARK DR., TEMECULA, CA 92590CRD# 1582140Firm CRD# 108355

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Mark Stern · TEMECULA, CA

Registration

CRD #1582140 · THE PLANNERS NETWORK, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE PLANNERS NETWORK, INC.

TCFG INVESTMENT ADVISORS, LLC

Jan 2014 – Aug 2021

Lake Arrowhead, CA

TCFG INVESTMENT ADVISORS, LLC

Aug 2013 – Dec 2013

LAKE ARROWHEAD, CA

THE PLANNERS NETWORK, INC.

Sep 2011 – Aug 2013

LAKE ARROWHEAD, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Mar 2000 – Sep 2010

LAKE ARROWHEAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · March 27, 2000

Years registered · 26

Disclosure History

2024Employment Separation After Allegations

2009Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE PLANNERS NETWORK, INC.

CRD 108355 · SEC 801-60247

AUM

$109M

Regulatory assets under management

Employees

500 client accounts

Services offered by THE PLANNERS NETWORK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PLANNERS NETWORK, INC. →

Introduction

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Frequently Asked Questions

What services does David Mark Stern offer?

David Mark Stern specializes in Financial Planning, Investment Management, Wealth Management.

What are David Mark Stern's credentials?

David Mark Stern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Mark Stern located?

David Mark Stern is based in TEMECULA, California, last registered with THE PLANNERS NETWORK, INC..

How does David Mark Stern charge for services?

David Mark Stern's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PLANNERS NETWORK, INC.?

THE PLANNERS NETWORK, INC. has approximately 11 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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