Unclaimed Profile

George Brown Bolton

WESTEND CAPITAL MANAGEMENT, LLC.·SAUSALITO, California

Series 7, Series 63Clean record19 years registeredWESTEND CAPITAL MANAGEMENT, LLC.

ONE HARBOR DRIVE, SAUSALITO, CA 94965CRD# 1423421Firm CRD# 120545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Brown Bolton · SAUSALITO, CA

Registration

CRD #1423421 · WESTEND CAPITAL MANAGEMENT, LLC. · 19 years registered

Brand Profile

Not yet started

Career History

WESTEND CAPITAL MANAGEMENT, LLC.

Jan 2018 – present

WESTEND CAPITAL MANAGEMENT, LLC.

Mar 2007 – Dec 2016

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 20, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND CAPITAL MANAGEMENT, LLC.

CRD 120545 · SEC 801-61128

AUM

$233M

Regulatory assets under management

Employees

331 client accounts

Services offered by WESTEND CAPITAL MANAGEMENT, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WESTEND CAPITAL MANAGEMENT, LLC. →

Introduction

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Frequently Asked Questions

What services does George Brown Bolton offer?

George Brown Bolton specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SAUSALITO, California for a consultation.

What are George Brown Bolton's credentials?

George Brown Bolton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Brown Bolton located?

George Brown Bolton is based in SAUSALITO, California, working with WESTEND CAPITAL MANAGEMENT, LLC.. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.

How does George Brown Bolton charge for services?

George Brown Bolton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND CAPITAL MANAGEMENT, LLC.?

WESTEND CAPITAL MANAGEMENT, LLC. has approximately 4 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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