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Sean Charles Cooper

WESTEND CAPITAL MANAGEMENT, LLC.·NEW ORLEANS, Louisiana
Series 6, Series 7, Series 24, Series 31, Series 63, Series 65WESTEND CAPITAL MANAGEMENT, LLC.
201 SAINT CHARLES AVENUE, NEW ORLEANS, LA 70170CRD# 2303884Firm CRD# 120545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean Charles Cooper · NEW ORLEANS, LA
Registration
CRD #2303884 · WESTEND CAPITAL MANAGEMENT, LLC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 31
Series 63
Series 65
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
WESTEND CAPITAL MANAGEMENT, LLC.
CRD 120545 · SEC 801-61128
AUM
$233M
Regulatory assets under management
Employees
4
331 client accounts
Services offered by WESTEND CAPITAL MANAGEMENT, LLC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WESTEND CAPITAL MANAGEMENT, LLC. →
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Frequently Asked Questions

What services does Sean Charles Cooper offer?
Sean Charles Cooper specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in NEW ORLEANS, Louisiana for a consultation.
What are Sean Charles Cooper's credentials?
Sean Charles Cooper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Charles Cooper located?
Sean Charles Cooper is based in NEW ORLEANS, Louisiana, working with WESTEND CAPITAL MANAGEMENT, LLC.. Their office serves clients in the NEW ORLEANS metropolitan area and surrounding communities.
How does Sean Charles Cooper charge for services?
Sean Charles Cooper's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTEND CAPITAL MANAGEMENT, LLC.?
WESTEND CAPITAL MANAGEMENT, LLC. has approximately 4 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTEND CAPITAL MANAGEMENT, LLC.

Gabriella Papesh
SAN FRANCISCO, CA
Gustave Robert Ozag
SAUSALITO, CA
CFPChFC
George Brown Bolton
SAUSALITO, CA

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Research
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