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Daniel William Mendoza

PROSPECT CAPITAL ADVISORS, LLC·SAUSALITO, California
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501 HUMBOLDT AVENUE, 2ND FLOOR, SAUSALITO, CA 94965CRD# 2273186Firm CRD# 119531
01

About

Daniel William Mendoza is a registered financial advisor based in SAUSALITO, California, affiliated with PROSPECT CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
PROSPECT CAPITAL ADVISORS, LLC
PROSPECT CAPITAL ADVISORS, LLC
AUM
$440M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at PROSPECT CAPITAL ADVISORS, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2273186
Firm CRD# 119531
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Daniel William Mendoza offer?
Daniel William Mendoza specializes in Retirement Planning. Contact their office in SAUSALITO, California for a consultation.
What are Daniel William Mendoza's credentials?
Daniel William Mendoza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel William Mendoza located?
Daniel William Mendoza is based in SAUSALITO, California, working with PROSPECT CAPITAL ADVISORS, LLC. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.
How does Daniel William Mendoza charge for services?
Daniel William Mendoza's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPECT CAPITAL ADVISORS, LLC?
PROSPECT CAPITAL ADVISORS, LLC has approximately 3 employees and manages $440M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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