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PROSPECT CAPITAL ADVISORS, LLC
PROSPECT CAPITAL ADVISORS, LLC
SAUSALITO, California
·
2 registered advisors
·
CRD# 119531
SEC# 801-100384
0
(415) 331-3590
01
Firm Overview
AUM
$440M
Regulatory assets under management
Employees
3
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at PROSPECT CAPITAL ADVISORS, LLC
2 registered advisors
Daniel William Mendoza
SAUSALITO, California
CRD# 2273186
Keith Williams
SAUSALITO, California
CRD# 7625934
05
Office Locations
SAUSALITO, California
2 advisors
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Data sourced from SEC Form ADV filings. PROSPECT CAPITAL ADVISORS, LLC (CRD# 119531) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.