Unclaimed Profile

Patricia Camp Barnes

ALETHEIA RESEARCH AND MANAGEMENT INC·SANTA MONICA, California

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 53, Series 55, Series 63, Series 65Clean record10 years registeredALETHEIA RESEARCH AND MANAGEMENT INC

100 WILSHIRE BLVD, SUITE 1900, SANTA MONICA, CA 90401CRD# 1207636Firm CRD# 107877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Camp Barnes · SANTA MONICA, CA

Registration

CRD #1207636 · ALETHEIA RESEARCH AND MANAGEMENT INC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALETHEIA RESEARCH AND MANAGEMENT INC

MORGAN STANLEY

Sep 2015 – May 2024

Tucson, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · September 2, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALETHEIA RESEARCH AND MANAGEMENT INC

CRD 107877 · SEC 801-55761

AUM

$163M

Regulatory assets under management

Employees

124 client accounts

Services offered by ALETHEIA RESEARCH AND MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALETHEIA RESEARCH AND MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Patricia Camp Barnes offer?

Patricia Camp Barnes specializes in Investment Management, Wealth Management.

What are Patricia Camp Barnes's credentials?

Patricia Camp Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Camp Barnes located?

Patricia Camp Barnes is based in SANTA MONICA, California, last registered with ALETHEIA RESEARCH AND MANAGEMENT INC.

How does Patricia Camp Barnes charge for services?

Patricia Camp Barnes's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALETHEIA RESEARCH AND MANAGEMENT INC?

ALETHEIA RESEARCH AND MANAGEMENT INC has approximately 10 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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