Unclaimed Profile

Roger B Peikin

ALETHEIA RESEARCH AND MANAGEMENT INC·SANTA MONICA, California

ALETHEIA RESEARCH AND MANAGEMENT INC

100 WILSHIRE BLVD, SUITE 1900, SANTA MONICA, CA 90401CRD# 3012336Firm CRD# 107877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger B Peikin · SANTA MONICA, CA

Registration

CRD #3012336 · ALETHEIA RESEARCH AND MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

6 disclosures on file · See FINRA BrokerCheck for full record

About

Roger B Peikin is a registered financial advisor based in SANTA MONICA, California, affiliated with ALETHEIA RESEARCH AND MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

Speak with Roger

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Roger is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

ALETHEIA RESEARCH AND MANAGEMENT INC

AUM

$163M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ALETHEIA RESEARCH AND MANAGEMENT INC →

Services

Portfolio management (individuals)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 3012336

Firm CRD# 107877

View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA MONICA?

Browse all registered financial advisors in SANTA MONICA, California or claim this profile if it's yours.

Browse SANTA MONICA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Roger B Peikin offer?

Roger B Peikin specializes in Investment Management, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.

What are Roger B Peikin's credentials?

Roger B Peikin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger B Peikin located?

Roger B Peikin is based in SANTA MONICA, California, working with ALETHEIA RESEARCH AND MANAGEMENT INC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Roger B Peikin charge for services?

Roger B Peikin's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALETHEIA RESEARCH AND MANAGEMENT INC?

ALETHEIA RESEARCH AND MANAGEMENT INC has approximately 10 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →