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Erin Elizabeth King

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC·SANTA MONICA, California
SIEClean recordGUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
100 WILSHIRE BOULEVARD, SANTA MONICA, CA 90401CRD# 5433491Firm CRD# 137432

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Erin Elizabeth King · SANTA MONICA, CA
Registration
CRD #5433491 · GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD 137432 · SEC 801-66786
AUM
$208.8B
Regulatory assets under management
Employees
562
220 client accounts
Services offered by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC →
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04

Frequently Asked Questions

What services does Erin Elizabeth King offer?
Erin Elizabeth King specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are Erin Elizabeth King's credentials?
Erin Elizabeth King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Erin Elizabeth King located?
Erin Elizabeth King is based in SANTA MONICA, California, working with GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Erin Elizabeth King charge for services?
Erin Elizabeth King's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC?
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC has approximately 562 employees and manages $208.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Anne Bookwalter Walsh
SANTA MONICA, CA
Brian Edward Binder
SANTA MONICA, CA

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Research
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