GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

SANTA MONICA, California·16 registered advisors·CRD# 137432
SEC# 801-667865310-576-1270
01

Firm Overview

AUM
$208.8B
Regulatory assets under management
Employees
562
Total firm employees
Advisors
16
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03

Specialties

Investment ManagementRetirement PlanningWealth Management
04

Advisors at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

16 registered advisors
Alexandra Court
SANTA MONICA, California
Anne Bookwalter Walsh
SANTA MONICA, California
Beth Ann Haddock
SANTA MONICA, California
Brian Edward Binder
SANTA MONICA, California
Catherine Alexandra Court
SANTA MONICA, California
Daniel Joseph Shannon
SANTA MONICA, California
David Bradley Rone
SANTA MONICA, California
Erin Elizabeth King
SANTA MONICA, California
Jason Matthew Anthony
SANTA MONICA, California
John Francis Klein
SANTA MONICA, California
Joseph Michael Burschinger
SANTA MONICA, California
Michael James Christ
SANTA MONICA, California
Stephen D Sautel
SANTA MONICA, California
Steven Herschede Brown
SANTA MONICA, California
Timothy Sengstaken Wright
SANTA MONICA, California
William Robert Hagner
SANTA MONICA, California
05

Office Locations

SANTA MONICA, California
16 advisors

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Data sourced from SEC Form ADV filings. GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (CRD# 137432) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.