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Anne Bookwalter Walsh

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC·SANTA MONICA, California
Clean record19 years registeredGUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
100 WILSHIRE BLVD, SANTA MONICA, CA 90401CRD# 2671132Firm CRD# 137432

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Anne Bookwalter Walsh · SANTA MONICA, CA
Registration
CRD #2671132 · GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

Registration record
First registered · June 21, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD 137432 · SEC 801-66786
AUM
$208.8B
Regulatory assets under management
Employees
562
220 client accounts
Services offered by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Anne Bookwalter Walsh offer?
Anne Bookwalter Walsh specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are Anne Bookwalter Walsh's credentials?
Anne Bookwalter Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anne Bookwalter Walsh located?
Anne Bookwalter Walsh is based in SANTA MONICA, California, working with GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Anne Bookwalter Walsh charge for services?
Anne Bookwalter Walsh's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC?
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC has approximately 562 employees and manages $208.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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