Unclaimed Profile

Thomas James Powers

MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC·SAN RAMON, California

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 65CFP ChFCClean record28 years registeredMALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC

12657 ALCOSTA BLVD, SAN RAMON, CA 94583CRD# 1871442Firm CRD# 110152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas James Powers · SAN RAMON, CA

Registration

CRD #1871442 · MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC · 28 years registered

Brand Profile

Not yet started

Career History

CALIFORNIA FINANCIAL ADVISORS

Mar 1998 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · March 9, 1998

Years registered · 28

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC

CRD 110152 · SEC 801-55273

AUM

$1.7B

Regulatory assets under management

Employees

1,490 client accounts

Services offered by MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN RAMON?

Browse all registered financial advisors in SAN RAMON, California or claim this profile if it's yours.

Browse SAN RAMON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas James Powers offer?

Thomas James Powers specializes in Financial Planning, Investment Management. Contact their office in SAN RAMON, California for a consultation.

What are Thomas James Powers's credentials?

Thomas James Powers holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas James Powers located?

Thomas James Powers is based in SAN RAMON, California, working with MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC. Their office serves clients in the SAN RAMON metropolitan area and surrounding communities.

How does Thomas James Powers charge for services?

Thomas James Powers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC?

MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC has approximately 11 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →