Unclaimed Profile

Clarence Yee

L.S.Y., INC·SAN RAMON, California

SIE, Series 00, Series 1, Series 7TO, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 99TOClean record29 years registeredL.S.Y., INC

12667 ALCOSTA BLVD., SUITE 160, SAN RAMON, CA 94583CRD# 474356Firm CRD# 38

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clarence Yee · SAN RAMON, CA

Registration

CRD #474356 · L.S.Y., INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: L.S.Y., INC

AMERICAN INVESTORS CO

Jul 1997 – May 2026

SAN RAMON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 7TO

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L.S.Y., INC

CRD 38 · SEC 801-57838

AUM

$617M

Regulatory assets under management

Employees

1,815 client accounts

Services offered by L.S.Y., INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L.S.Y., INC →

Introduction

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Frequently Asked Questions

What services does Clarence Yee offer?

Clarence Yee specializes in Financial Planning, Investment Management, Wealth Management.

What are Clarence Yee's credentials?

Clarence Yee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clarence Yee located?

Clarence Yee is based in SAN RAMON, California, last registered with L.S.Y., INC.

How does Clarence Yee charge for services?

Clarence Yee's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L.S.Y., INC?

L.S.Y., INC has approximately 32 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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