Unclaimed Profile

Jason Harris Lohe

SAFEGUARD FINANCIAL AND INSURANCE SERVICES·SAN RAMON, California

SIE, Series 7, Series 24, Series 31, Series 6624 years registeredSAFEGUARD FINANCIAL AND INSURANCE SERVICES

2603 CAMINO RAMON SUITE 200, SAN RAMON, CA 94583CRD# 4439076Firm CRD# 140184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Harris Lohe · SAN RAMON, CA

Registration

CRD #4439076 · SAFEGUARD FINANCIAL AND INSURANCE SERVICES · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAFEGUARD FINANCIAL AND INSURANCE SERVICES

PRINCETON CAPITAL MANAGEMENT LLC

Jun 2018 – Nov 2020

RED BANK, NJ

WEALTHSOURCE PARTNERS, LLC

Apr 2016 – Oct 2017

SAN RAMON, CA

AVANT-GARDE ADVISORS LLC

Feb 2015 – Dec 2016

SAN RAMON, CA

J.P. MORGAN SECURITIES LLC

Oct 2012 – Feb 2015

SAN RAMON, CA

CHASE INVESTMENT SERVICES CORP.

Jun 2012 – Oct 2012

SAN RAMON, CA

SAFEGUARD FINANCIAL AND INSURANCE SERVICES

Sep 2006 – May 2012

SAN RAMON, CA

FSC SECURITIES CORPORATION

Mar 2005 – Dec 2006

SAN RAMON, CA

MORGAN STANLEY

Mar 2002 – May 2003

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 66

Registration record

First registered · March 4, 2002

Years registered · 24

Disclosure History

2015Customer Dispute·Denied

2014Customer Dispute·Denied

2011Employment Separation After Allegations

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAFEGUARD FINANCIAL AND INSURANCE SERVICES

CRD 140184 · SEC 801-69338

AUM

$29M

Regulatory assets under management

Employees

190 client accounts

Services offered by SAFEGUARD FINANCIAL AND INSURANCE SERVICES

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAFEGUARD FINANCIAL AND INSURANCE SERVICES →

Introduction

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Frequently Asked Questions

What services does Jason Harris Lohe offer?

Jason Harris Lohe specializes in Financial Planning, Investment Management, Wealth Management.

What are Jason Harris Lohe's credentials?

Jason Harris Lohe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jason Harris Lohe located?

Jason Harris Lohe is based in SAN RAMON, California, last registered with SAFEGUARD FINANCIAL AND INSURANCE SERVICES.

How does Jason Harris Lohe charge for services?

Jason Harris Lohe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAFEGUARD FINANCIAL AND INSURANCE SERVICES?

SAFEGUARD FINANCIAL AND INSURANCE SERVICES has approximately 1 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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