Unclaimed Profile

Dennis Lin Chen

GPS CAPITAL MANAGEMENT, LLC·SAN RAMON, California

Series 6, Series 7, Series 9, Series 10, Series 63, Series 6628 years registeredGPS CAPITAL MANAGEMENT, LLC

111 DEERWOOD ROAD, SAN RAMON, CA 94583CRD# 2767010Firm CRD# 136330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Lin Chen · SAN RAMON, CA

Registration

CRD #2767010 · GPS CAPITAL MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GPS CAPITAL MANAGEMENT, LLC

GPS CAPITAL MANAGEMENT, LLC

Feb 2019 – May 2020

BURLINGAME, CA

GPS CAPITAL MANAGEMENT, LLC

Nov 2005 – Dec 2018

San Ramone, CA

CHARLES SCHWAB & CO., INC.

Dec 1997 – Oct 2005

MILPITAS, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · December 15, 1997

Years registered · 28

Disclosure History

2020Customer Dispute·Settled

2019Customer Dispute·Settled

2018Customer Dispute·Pending

2018Customer Dispute·Settled

2016Customer Dispute·Settled

2005Customer Dispute·Denied

7 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GPS CAPITAL MANAGEMENT, LLC

CRD 136330 · SEC 801-64685

AUM

$69M

Regulatory assets under management

Employees

267 client accounts

Services offered by GPS CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GPS CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Lin Chen offer?

Dennis Lin Chen specializes in Investment Management.

What are Dennis Lin Chen's credentials?

Dennis Lin Chen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Lin Chen located?

Dennis Lin Chen is based in SAN RAMON, California, last registered with GPS CAPITAL MANAGEMENT, LLC.

How does Dennis Lin Chen charge for services?

Dennis Lin Chen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GPS CAPITAL MANAGEMENT, LLC?

GPS CAPITAL MANAGEMENT, LLC has approximately 2 employees and manages $69M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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