Unclaimed Profile

Nicholas Cowles Cochran

L.S.Y., INC·SAN RAMON, California

SIE, Series 1, Series 7, Series 24, Series 26, Series 39, Series 63, Series 99TO29 years registeredL.S.Y., INC

12667 ALCOSTA BLVD., SUITE 160, SAN RAMON, CA 94583CRD# 713570Firm CRD# 38

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Cowles Cochran · SAN RAMON, CA

Registration

CRD #713570 · L.S.Y., INC · 29 years registered

Brand Profile

Not yet started

Career History

AMERICAN INVESTORS CO

Jul 1997 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 26

Series 39

Series 63

Series 99TO

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

L.S.Y., INC

CRD 38 · SEC 801-57838

AUM

$617M

Regulatory assets under management

Employees

1,815 client accounts

Services offered by L.S.Y., INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L.S.Y., INC →

Introduction

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Frequently Asked Questions

What services does Nicholas Cowles Cochran offer?

Nicholas Cowles Cochran specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAMON, California for a consultation.

What are Nicholas Cowles Cochran's credentials?

Nicholas Cowles Cochran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Cowles Cochran located?

Nicholas Cowles Cochran is based in SAN RAMON, California, working with L.S.Y., INC. Their office serves clients in the SAN RAMON metropolitan area and surrounding communities.

How does Nicholas Cowles Cochran charge for services?

Nicholas Cowles Cochran's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L.S.Y., INC?

L.S.Y., INC has approximately 32 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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