Unclaimed Profile

Charles Anthony Ballweg

PROSPERITY FINANCIAL GROUP, INC.·SAN RAMON, California

SIE, Series 7, Series 24, Series 51, Series 63, Series 65CFP ChFC26 years registeredPROSPERITY FINANCIAL GROUP, INC.

2333 SAN RAMON VALLEY BLVD., SAN RAMON, CA 94583CRD# 2835534Firm CRD# 145540

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Anthony Ballweg · SAN RAMON, CA

Registration

CRD #2835534 · PROSPERITY FINANCIAL GROUP, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROSPERITY FINANCIAL GROUP, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

Jan 2020 – Jan 2021

San Ramon, CA

PROSPERITY WEALTH MANAGEMENT, INC.

Feb 2015 – Dec 2019

SAN RAMON, CA

FINANCIAL TELESIS, INC.

Jun 2010 – Jun 2010

SAN RAMON, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jun 2010

SAN RAMON, CA

PROSPERITY FINANCIAL GROUP, INC.

Feb 2008 – Nov 2025

SAN RAMON, CA

RAYMOND JAMES FINANCIAL SERVICES

Apr 2000 – Jan 2009

SAN RAMON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · April 28, 2000

Years registered · 26

Professional designations · CFP, ChFC

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

PROSPERITY FINANCIAL GROUP, INC.

CRD 145540 · SEC 801-100511

AUM

$262M

Regulatory assets under management

Employees

1,109 client accounts

Services offered by PROSPERITY FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROSPERITY FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Anthony Ballweg offer?

Charles Anthony Ballweg specializes in Financial Planning, Investment Management, Wealth Management.

What are Charles Anthony Ballweg's credentials?

Charles Anthony Ballweg holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Anthony Ballweg located?

Charles Anthony Ballweg is based in SAN RAMON, California, last registered with PROSPERITY FINANCIAL GROUP, INC..

How does Charles Anthony Ballweg charge for services?

Charles Anthony Ballweg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERITY FINANCIAL GROUP, INC.?

PROSPERITY FINANCIAL GROUP, INC. has approximately 9 employees and manages $262M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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