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Charles Anthony Ballweg

PROSPERITY FINANCIAL GROUP, INC.·SAN RAMON, California
Unclaimed Profile
2333 SAN RAMON VALLEY BLVD., SAN RAMON, CA 94583CRD# 2835534Firm CRD# 145540
01

About

Charles Anthony Ballweg is a registered financial advisor based in SAN RAMON, California, affiliated with PROSPERITY FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PROSPERITY FINANCIAL GROUP, INC.
PROSPERITY FINANCIAL GROUP, INC.
AUM
$262M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at PROSPERITY FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2835534
Firm CRD# 145540
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Charles Anthony Ballweg offer?
Charles Anthony Ballweg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAMON, California for a consultation.
What are Charles Anthony Ballweg's credentials?
Charles Anthony Ballweg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Anthony Ballweg located?
Charles Anthony Ballweg is based in SAN RAMON, California, working with PROSPERITY FINANCIAL GROUP, INC.. Their office serves clients in the SAN RAMON metropolitan area and surrounding communities.
How does Charles Anthony Ballweg charge for services?
Charles Anthony Ballweg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERITY FINANCIAL GROUP, INC.?
PROSPERITY FINANCIAL GROUP, INC. has approximately 9 employees and manages $262M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Franklin C. Newsom — PRESIDIUM PARTNERS, LLCSusan Jean Peakall — NORTH POINT ADVISORSDennis Lin Chen — GPS CAPITAL MANAGEMENT, LLCBlake William Daniels — PROSPERITY WEALTH MANAGEMENT, INC.John D Nguyen — JDN CAPITAL MANAGEMENT, L.P.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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