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William Harry Bockwoldt

PRIVATE OCEAN, LLC·SAN RAFAEL, California
Series 65Clean record12 years registeredPRIVATE OCEAN, LLC
100 SMITH RANCH RD., SAN RAFAEL, CA 94903CRD# 6246601Firm CRD# 110666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Harry Bockwoldt · SAN RAFAEL, CA
Registration
CRD #6246601 · PRIVATE OCEAN, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

WEALTHSPIRE ADVISORS
Sep 2024 – present
WEALTHSPIRE ADVISORS
Sep 2013 – Sep 2024
SAN RAFAEL, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 27, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRIVATE OCEAN, LLC
CRD 110666 · SEC 801-20857
AUM
$2.8B
Regulatory assets under management
Employees
45
944 client accounts
Services offered by PRIVATE OCEAN, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRIVATE OCEAN, LLC →
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05

Frequently Asked Questions

What services does William Harry Bockwoldt offer?
William Harry Bockwoldt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.
What are William Harry Bockwoldt's credentials?
William Harry Bockwoldt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Harry Bockwoldt located?
William Harry Bockwoldt is based in SAN RAFAEL, California, working with PRIVATE OCEAN, LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.
How does William Harry Bockwoldt charge for services?
William Harry Bockwoldt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRIVATE OCEAN, LLC?
PRIVATE OCEAN, LLC has approximately 45 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRIVATE OCEAN, LLC

Charles Merryman Pyfer
SAN RAFAEL, CA
Richard Alan Stone
SAN RAFAEL, CA
Justin Karl Hult
SAN RAFAEL, CA

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Research
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