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PRIVATE OCEAN, LLC
PRIVATE OCEAN, LLC
WEALTHSPIRE ADVISORS
SAN RAFAEL, California
·
12 registered advisors
·
CRD# 110666
SEC# 801-20857
2
415-526-2900
01
Firm Overview
AUM
$2.8B
Regulatory assets under management
Employees
45
Total firm employees
Advisors
12
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at PRIVATE OCEAN, LLC
12 registered advisors
Andrea L. Shields-Dickson
SAN RAFAEL, California
CRD# 6310696
Charles Merryman Pyfer
SAN RAFAEL, California
CRD# 4000198
Frank Joseph Jones
SAN RAFAEL, California
CRD# 1358943
Frederick Edward Dopfel
SAN RAFAEL, California
CRD# 2111766
Justin Karl Hult
SAN RAFAEL, California
CRD# 2888652
Michael Anthony Sbrocco
SAN RAFAEL, California
CRD# 7316781
Richard Alan Stone
SAN RAFAEL, California
CRD# 437398
Sara D. Harrah
SAN RAFAEL, California
CRD# 6310694
Susan Diane Duvall-Dickson
SAN RAFAEL, California
CRD# 5238178
Theo Alford Gallier
SAN RAFAEL, California
CRD# 1775296
Timothy Jorstad
SAN RAFAEL, California
CRD# 6623263
William Harry Bockwoldt
SAN RAFAEL, California
CRD# 6246601
05
Office Locations
SAN RAFAEL, California
12 advisors
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Data sourced from SEC Form ADV filings. PRIVATE OCEAN, LLC (CRD# 110666) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.