Unclaimed Profile

Charles Merryman Pyfer

PRIVATE OCEAN, LLC·SAN RAFAEL, California

Series 7, Series 63, Series 65Clean record23 years registeredPRIVATE OCEAN, LLC

100 SMITH RANCH RD., SAN RAFAEL, CA 94903CRD# 4000198Firm CRD# 110666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Merryman Pyfer · SAN RAFAEL, CA

Registration

CRD #4000198 · PRIVATE OCEAN, LLC · 23 years registered

Brand Profile

Not yet started

Career History

WEALTHSPIRE ADVISORS

Aug 2024 – present

WEALTHSPIRE ADVISORS

Nov 2012 – Sep 2024

SAN RAFAEL, CA

FRIEDMAN & ASSOCIATES

Jul 2008 – Dec 2008

NOVATO, CA

SEIDMAN PRIVATE ADVISORS LLC

Aug 2006 – Aug 2008

KIRKLAND, WA

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

Mar 2003 – Sep 2006

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 27, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE OCEAN, LLC

CRD 110666 · SEC 801-20857

AUM

$2.8B

Regulatory assets under management

Employees

944 client accounts

Services offered by PRIVATE OCEAN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIVATE OCEAN, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Merryman Pyfer offer?

Charles Merryman Pyfer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.

What are Charles Merryman Pyfer's credentials?

Charles Merryman Pyfer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Merryman Pyfer located?

Charles Merryman Pyfer is based in SAN RAFAEL, California, working with PRIVATE OCEAN, LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Charles Merryman Pyfer charge for services?

Charles Merryman Pyfer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE OCEAN, LLC?

PRIVATE OCEAN, LLC has approximately 45 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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