Unclaimed Profile

Theo Alford Gallier

PRIVATE OCEAN·SAN RAFAEL, California

Clean recordPRIVATE OCEAN

750 LINDARO STREET, SAN RAFAEL, CA 94901CRD# 1775296Firm CRD# 110666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theo Alford Gallier · SAN RAFAEL, CA

Registration

CRD #1775296 · PRIVATE OCEAN

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Theo Alford Gallier is a registered financial advisor based in SAN RAFAEL, California, affiliated with PRIVATE OCEAN. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

PRIVATE OCEAN, LLC

WEALTHSPIRE ADVISORS

AUM

$2.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at PRIVATE OCEAN, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1775296

Firm CRD# 110666

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Theo Alford Gallier offer?

Theo Alford Gallier specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.

What are Theo Alford Gallier's credentials?

Theo Alford Gallier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theo Alford Gallier located?

Theo Alford Gallier is based in SAN RAFAEL, California, working with PRIVATE OCEAN. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Theo Alford Gallier charge for services?

Theo Alford Gallier's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE OCEAN?

PRIVATE OCEAN has approximately 45 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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