AdvisorOS Directory
Claim Profile
SD

Susan Diane Duvall-Dickson

PRIVATE OCEAN, LLC·SAN RAFAEL, California
Unclaimed Profile
100 SMITH RANCH RD., SAN RAFAEL, CA 94903CRD# 5238178Firm CRD# 110666
01

About

Susan Diane Duvall-Dickson is a registered financial advisor based in SAN RAFAEL, California, affiliated with PRIVATE OCEAN, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PRIVATE OCEAN, LLC
WEALTHSPIRE ADVISORS
AUM
$2.8B
Regulatory assets under management
Employees
45
Total firm employees
View all advisors at PRIVATE OCEAN, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5238178
Firm CRD# 110666
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SAN RAFAEL?

Browse all registered financial advisors in SAN RAFAEL, California or claim this profile if it's yours.

Browse SAN RAFAEL AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Susan Diane Duvall-Dickson offer?
Susan Diane Duvall-Dickson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.
What are Susan Diane Duvall-Dickson's credentials?
Susan Diane Duvall-Dickson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Diane Duvall-Dickson located?
Susan Diane Duvall-Dickson is based in SAN RAFAEL, California, working with PRIVATE OCEAN, LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.
How does Susan Diane Duvall-Dickson charge for services?
Susan Diane Duvall-Dickson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRIVATE OCEAN, LLC?
PRIVATE OCEAN, LLC has approximately 45 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SAN RAFAEL
Christopher Donald Charles — WULFF, HANSEN & CO.Benjamin (nmn) Stewart — STEWART WEALTH MANAGEMENT, INC.Kim B Tu — WULFF, HANSEN & CO.Brenda Sue Friedlander — FRIEDLANDER, BRENDA SJennifer Lefcourt — FREESTYLE CAPITAL MANAGEMENT, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile