Unclaimed Profile

Raymond Lawrence Lent

THE PUTNEY FINANCIAL GROUP LLC·SAN RAFAEL, California

SIE, Series 1, Series 7, Series 24, Series 63, Series 652 years registeredTHE PUTNEY FINANCIAL GROUP LLC

100 SMITH RANCH ROAD, SAN RAFAEL, CA 94903CRD# 817645Firm CRD# 111639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Lawrence Lent · SAN RAFAEL, CA

Registration

CRD #817645 · THE PUTNEY FINANCIAL GROUP LLC · 2 years registered

Brand Profile

Not yet started

Career History

THE PUTNEY FINANCIAL GROUP LLC

Jul 2024 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 24, 2024

Years registered · 2

Disclosure History

2025Customer Dispute·Pending

2025Customer Dispute·Settled

2024Regulatory·Final

2023Customer Dispute·Settled

2019Regulatory·Final

2010Customer Dispute·Award / Judgment

10 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE PUTNEY FINANCIAL GROUP LLC

CRD 111639 · SEC 801-62638

AUM

$177M

Regulatory assets under management

Employees

1,068 client accounts

Services offered by THE PUTNEY FINANCIAL GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PUTNEY FINANCIAL GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Raymond Lawrence Lent offer?

Raymond Lawrence Lent specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SAN RAFAEL, California for a consultation.

What are Raymond Lawrence Lent's credentials?

Raymond Lawrence Lent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond Lawrence Lent located?

Raymond Lawrence Lent is based in SAN RAFAEL, California, working with THE PUTNEY FINANCIAL GROUP LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Raymond Lawrence Lent charge for services?

Raymond Lawrence Lent's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PUTNEY FINANCIAL GROUP LLC?

THE PUTNEY FINANCIAL GROUP LLC has approximately 7 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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