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THE PUTNEY FINANCIAL GROUP LLC
THE PUTNEY FINANCIAL GROUP LLC
SAN RAFAEL, California
·
2 registered advisors
·
CRD# 111639
SEC# 801-62638
0
415-460-1990
01
Firm Overview
AUM
$177M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Market timing services
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Fee-Only Advisory
04
Advisors at THE PUTNEY FINANCIAL GROUP LLC
2 registered advisors
Echo Chiaping Chien
SAN RAFAEL, California
CRD# 2750051
Raymond Lawrence Lent
SAN RAFAEL, California
CRD# 817645
05
Office Locations
SAN RAFAEL, California
2 advisors
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Data sourced from SEC Form ADV filings. THE PUTNEY FINANCIAL GROUP LLC (CRD# 111639) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.