Unclaimed Profile

Echo Chiaping Chien

THE PUTNEY FINANCIAL GROUP LLC·SAN RAFAEL, California

THE PUTNEY FINANCIAL GROUP LLC

100 SMITH RANCH ROAD, SAN RAFAEL, CA 94903CRD# 2750051Firm CRD# 111639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Echo Chiaping Chien · SAN RAFAEL, CA

Registration

CRD #2750051 · THE PUTNEY FINANCIAL GROUP LLC

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Echo Chiaping Chien is a registered financial advisor based in SAN RAFAEL, California, affiliated with THE PUTNEY FINANCIAL GROUP LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

THE PUTNEY FINANCIAL GROUP LLC

AUM

$177M

Regulatory assets under management

Employees

Total firm employees

View all advisors at THE PUTNEY FINANCIAL GROUP LLC →

Services

Financial planning

Portfolio management (individuals)

Market timing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2750051

Firm CRD# 111639

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Echo Chiaping Chien offer?

Echo Chiaping Chien specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SAN RAFAEL, California for a consultation.

What are Echo Chiaping Chien's credentials?

Echo Chiaping Chien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Echo Chiaping Chien located?

Echo Chiaping Chien is based in SAN RAFAEL, California, working with THE PUTNEY FINANCIAL GROUP LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Echo Chiaping Chien charge for services?

Echo Chiaping Chien's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PUTNEY FINANCIAL GROUP LLC?

THE PUTNEY FINANCIAL GROUP LLC has approximately 7 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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