Unclaimed Profile

Zachary Daniel Hayes

HAYES FINANCIAL, INC.·SAN JOSE, California

SIE, Series 7, Series 24, Series 31, Series 63, Series 65Clean record22 years registeredHAYES FINANCIAL, INC.

99 ALMADEN BLVD, SAN JOSE, CA 95113CRD# 4233286Firm CRD# 288733

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Zachary Daniel Hayes · SAN JOSE, CA

Registration

CRD #4233286 · HAYES FINANCIAL, INC. · 22 years registered

Brand Profile

Not yet started

Career History

MARINER

Dec 2022 – present

HAYES FINANCIAL, INC.

Sep 2017 – Feb 2023

SAN JOSE, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Oct 2017

SAN JOSE, CA

RAYMOND JAMES FINANCIAL SERVICES

May 2008 – Jan 2009

SAN JOSE, CA

WACHOVIA SECURITIES, LLC

Jan 2008 – May 2008

SAN JOSE, CA

A. G. EDWARDS & SONS, INC.

May 2004 – Jan 2008

SAN JOSE, CA

WACHOVIA SECURITIES, LLC

Jan 2004 – Jun 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · January 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HAYES FINANCIAL, INC.

CRD 288733 · SEC 801-111077

AUM

$345M

Regulatory assets under management

Employees

695 client accounts

Services offered by HAYES FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HAYES FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Zachary Daniel Hayes offer?

Zachary Daniel Hayes specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.

What are Zachary Daniel Hayes's credentials?

Zachary Daniel Hayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Zachary Daniel Hayes located?

Zachary Daniel Hayes is based in SAN JOSE, California, working with HAYES FINANCIAL, INC.. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Zachary Daniel Hayes charge for services?

Zachary Daniel Hayes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HAYES FINANCIAL, INC.?

HAYES FINANCIAL, INC. has approximately 5 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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