Unclaimed Profile

Erik Allen Schei

ARIA WEALTH MANAGEMENT, INC.·SAN JOSE, California

Series 7, Series 63, Series 65Clean record20 years registeredARIA WEALTH MANAGEMENT, INC.

1900 THE ALAMEDA, SAN JOSE, CA 95126CRD# 4886564Firm CRD# 288450

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Allen Schei · SAN JOSE, CA

Registration

CRD #4886564 · ARIA WEALTH MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

GATES PASS ADVISORS, LLC

Jul 2019 – present

ARIA WEALTH MANAGEMENT

Jul 2017 – Jun 2019

SAN JOSE, CA

SOWELL MANAGEMENT SERVICES

Oct 2016 – Dec 2016

San Jose, CA

CONCERT CAPITAL MANAGEMENT

Oct 2011 – Jun 2014

SAN JOSE, CA

PRIVATE CLIENT ADVISORS

Oct 2011 – Jun 2014

SAN JOSE, CA

CONCERT WEALTH MANAGEMENT

Feb 2007 – Mar 2018

SAN JOSE, CA

CITIGROUP GLOBAL MARKETS INC.

Apr 2006 – Feb 2007

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 12, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARIA WEALTH MANAGEMENT, INC.

CRD 288450 · SEC 801-110703

AUM

$194M

Regulatory assets under management

Employees

649 client accounts

Services offered by ARIA WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARIA WEALTH MANAGEMENT, INC. →

Introduction

Speak with Erik

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Erik is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN JOSE?

Browse all registered financial advisors in SAN JOSE, California or claim this profile if it's yours.

Browse SAN JOSE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Erik Allen Schei offer?

Erik Allen Schei specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN JOSE, California for a consultation.

What are Erik Allen Schei's credentials?

Erik Allen Schei is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik Allen Schei located?

Erik Allen Schei is based in SAN JOSE, California, working with ARIA WEALTH MANAGEMENT, INC.. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Erik Allen Schei charge for services?

Erik Allen Schei's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARIA WEALTH MANAGEMENT, INC.?

ARIA WEALTH MANAGEMENT, INC. has approximately 10 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →