Unclaimed Profile

Christopher Dana Stanley

LWI FINANCIAL INC.·SAN JOSE, California

SIE, Series 7, Series 24, Series 66Clean record10 years registeredLWI FINANCIAL INC.

10 ALMADEN BLVD., SAN JOSE, CA 95113CRD# 5521175Firm CRD# 111861

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Dana Stanley · SAN JOSE, CA

Registration

CRD #5521175 · LWI FINANCIAL INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LWI FINANCIAL INC.

SOUTHERN SHOALS CAPITAL LLC

Aug 2019 – Nov 2022

UNIVERSITY CITY, MO

LWI FINANCIAL INC.

Mar 2016 – Nov 2017

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 22, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LWI FINANCIAL INC.

CRD 111861 · SEC 801-55934

AUM

$17.2B

Regulatory assets under management

Employees

118

25,748 client accounts

Services offered by LWI FINANCIAL INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LWI FINANCIAL INC. →

Introduction

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Frequently Asked Questions

What services does Christopher Dana Stanley offer?

Christopher Dana Stanley specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher Dana Stanley's credentials?

Christopher Dana Stanley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Dana Stanley located?

Christopher Dana Stanley is based in SAN JOSE, California, last registered with LWI FINANCIAL INC..

How does Christopher Dana Stanley charge for services?

Christopher Dana Stanley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LWI FINANCIAL INC.?

LWI FINANCIAL INC. has approximately 118 employees and manages $17.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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