Unclaimed Profile

William Patrick Connor

BAKER AVENUE ASSET MANAGEMENT, LP·SAN FRANCISCO, California

Series 3, Series 6, Series 7, Series 31, Series 63, Series 6522 years registeredBAKER AVENUE ASSET MANAGEMENT, LP

301 BATTERY STREET, SAN FRANCISCO, CA 94111CRD# 4224274Firm CRD# 132657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Patrick Connor · SAN FRANCISCO, CA

Registration

CRD #4224274 · BAKER AVENUE ASSET MANAGEMENT, LP · 22 years registered

Brand Profile

Not yet started

Career History

SAX WEALTH ADVISORS, LLC

Apr 2024 – present

BAKERAVENUE

Sep 2013 – Mar 2024

Atlanta, GA

LONGBOARD ASSET MANAGEMENT

Apr 2013 – Aug 2013

PHOENIX, AZ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Oct 2005 – May 2007

NEW YORK, NY

H&R BLOCK FINANCIAL ADVISORS, INC.

Sep 2003 – Sep 2005

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · September 4, 2003

Years registered · 22

Disclosure History

2024Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BAKER AVENUE ASSET MANAGEMENT, LP

CRD 132657 · SEC 801-63576

AUM

$2.6B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by BAKER AVENUE ASSET MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAKER AVENUE ASSET MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does William Patrick Connor offer?

William Patrick Connor specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are William Patrick Connor's credentials?

William Patrick Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Patrick Connor located?

William Patrick Connor is based in SAN FRANCISCO, California, working with BAKER AVENUE ASSET MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does William Patrick Connor charge for services?

William Patrick Connor's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER AVENUE ASSET MANAGEMENT, LP?

BAKER AVENUE ASSET MANAGEMENT, LP has approximately 47 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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