Unclaimed Profile

Scott Christopher Stephens

BAKER AVENUE ASSET MANAGEMENT, LP·SAN FRANCISCO, California

Series 6, Series 7, Series 63, Series 65Clean record25 years registeredBAKER AVENUE ASSET MANAGEMENT, LP

ONE EMBARCADERO CENTER, SAN FRANCISCO, CA 94111CRD# 2778917Firm CRD# 132657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Christopher Stephens · SAN FRANCISCO, CA

Registration

CRD #2778917 · BAKER AVENUE ASSET MANAGEMENT, LP · 25 years registered

Brand Profile

Not yet started

Career History

BAKERAVENUE

Feb 2009 – present

FIDELITY PERSONAL TRUST COMPANY, FSB

Apr 2001 – Mar 2007

MERRIMACK, NH

STRATEGIC ADVISERS, INC.

Feb 2001 – Feb 2009

WESTLAKE, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAKER AVENUE ASSET MANAGEMENT, LP

CRD 132657 · SEC 801-63576

AUM

$2.6B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by BAKER AVENUE ASSET MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAKER AVENUE ASSET MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Scott Christopher Stephens offer?

Scott Christopher Stephens specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Scott Christopher Stephens's credentials?

Scott Christopher Stephens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Christopher Stephens located?

Scott Christopher Stephens is based in SAN FRANCISCO, California, working with BAKER AVENUE ASSET MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Scott Christopher Stephens charge for services?

Scott Christopher Stephens's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER AVENUE ASSET MANAGEMENT, LP?

BAKER AVENUE ASSET MANAGEMENT, LP has approximately 47 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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