Unclaimed Profile

Richard Charles Mordesovich

BAKER AVENUE ASSET MANAGEMENT, LP·SAN FRANCISCO, California

Series 3, Series 7, Series 31, Series 63, Series 65Clean record23 years registeredBAKER AVENUE ASSET MANAGEMENT, LP

301 BATTERY STREET, SAN FRANCISCO, CA 94111CRD# 2342709Firm CRD# 132657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Charles Mordesovich · SAN FRANCISCO, CA

Registration

CRD #2342709 · BAKER AVENUE ASSET MANAGEMENT, LP · 23 years registered

Brand Profile

Not yet started

Career History

SONOMA PRIVATE WEALTH LLC

Apr 2020 – present

SILICON PRIVATE WEALTH, LLC

Feb 2018 – Jul 2020

San Francisco, CA

BAKERAVENUE

Oct 2008 – Feb 2018

SAN FRANCISCO, CA

NEUBERGER BERMAN, LLC

Aug 2005 – Mar 2008

SAN FRANCISCO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2003 – Jul 2005

SAN FRANCISCO, CA

BANC OF AMERICA SECURITIES LLC

Jun 2003 – Aug 2003

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · June 11, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAKER AVENUE ASSET MANAGEMENT, LP

CRD 132657 · SEC 801-63576

AUM

$2.6B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by BAKER AVENUE ASSET MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAKER AVENUE ASSET MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Richard Charles Mordesovich offer?

Richard Charles Mordesovich specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Richard Charles Mordesovich's credentials?

Richard Charles Mordesovich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Charles Mordesovich located?

Richard Charles Mordesovich is based in SAN FRANCISCO, California, working with BAKER AVENUE ASSET MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Richard Charles Mordesovich charge for services?

Richard Charles Mordesovich's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER AVENUE ASSET MANAGEMENT, LP?

BAKER AVENUE ASSET MANAGEMENT, LP has approximately 47 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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