Unclaimed Profile

Simon Gareth Baker

BAKER AVENUE ASSET MANAGEMENT, LP·SAN FRANCISCO, California

Series 7, Series 31, Series 63, Series 66Clean record29 years registeredBAKER AVENUE ASSET MANAGEMENT, LP

ONE EMBARCADERO CENTER, SAN FRANCISCO, CA 94111CRD# 2440645Firm CRD# 132657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Simon Gareth Baker · SAN FRANCISCO, CA

Registration

CRD #2440645 · BAKER AVENUE ASSET MANAGEMENT, LP · 29 years registered

Brand Profile

Not yet started

Career History

BAKERAVENUE

Jan 2005 – present

VERIDI CAPITAL

Jul 2019 – Dec 2021

SAN FRANCISCO, CA

SIMONBAKER & PARTNERS LLC

Jul 2016 – Nov 2017

NAPLES, FL

GREAT GABLE PARTNERS, LP

Jan 2005 – Mar 2014

SAN FRANCISCO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2003 – Dec 2004

SAN FRANCISCO, CA

BANC OF AMERICA SECURITIES LLC

Sep 2002 – Aug 2003

SAN FRANCISCO, CA

DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION

Jul 1997 – Oct 2002

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAKER AVENUE ASSET MANAGEMENT, LP

CRD 132657 · SEC 801-63576

AUM

$2.6B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by BAKER AVENUE ASSET MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAKER AVENUE ASSET MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Simon Gareth Baker offer?

Simon Gareth Baker specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Simon Gareth Baker's credentials?

Simon Gareth Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Simon Gareth Baker located?

Simon Gareth Baker is based in SAN FRANCISCO, California, working with BAKER AVENUE ASSET MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Simon Gareth Baker charge for services?

Simon Gareth Baker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER AVENUE ASSET MANAGEMENT, LP?

BAKER AVENUE ASSET MANAGEMENT, LP has approximately 47 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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