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Robert Louis Pellati

CHARLES SCHWAB & CO., INC.·SAN FRANCISCO, California
SIE, Series 7, Series 7TO, Series 24, Series 55, Series 57TO, Series 63, Series 66Clean record14 years registeredCHARLES SCHWAB & CO., INC.
211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 1966735Firm CRD# 5393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Louis Pellati · SAN FRANCISCO, CA
Registration
CRD #1966735 · CHARLES SCHWAB & CO., INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CHARLES SCHWAB & CO., INC.
CHARLES SCHWAB & CO., INC.
Jan 2020 – Oct 2021
Austin, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 2018 – Jan 2020
ST. PETERSBURG, FL
RAYMOND JAMES & ASSOCIATES, INC.
Sep 2017 – Jan 2020
ST. PETERSBURG, FL
CETERA ADVISOR NETWORKS LLC
Oct 2014 – Aug 2017
ST CLOUD, MN
CETERA ADVISORS LLC
Oct 2014 – Oct 2016
ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC
Oct 2014 – Aug 2017
ST CLOUD, MN
NFP ADVISOR SERVICES, LLC
Jan 2013 – Oct 2014
AUSTIN, TX
WADDELL & REED, INC.
Jul 2012 – Nov 2012
AUSTIN, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 24
Series 55
Series 57TO
Series 63
Series 66
Registration record
First registered · July 20, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 801-29938
Employees
29,350
Total firm employees
Services offered by CHARLES SCHWAB & CO., INC.
Per Form ADV
Financial planning
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
High Net Worth Individuals
View all advisors at CHARLES SCHWAB & CO., INC. →
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05

Frequently Asked Questions

What services does Robert Louis Pellati offer?
Robert Louis Pellati specializes in Financial Planning.
What are Robert Louis Pellati's credentials?
Robert Louis Pellati is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Louis Pellati located?
Robert Louis Pellati is based in SAN FRANCISCO, California, last registered with CHARLES SCHWAB & CO., INC..
How does Robert Louis Pellati charge for services?
Robert Louis Pellati's firm is compensated through subscription fees, other: asset based fees for wrap pgrms & subsc pricing for fin planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARLES SCHWAB & CO., INC.?
CHARLES SCHWAB & CO., INC. has approximately 29350 employees. The firm is registered with the SEC as an investment adviser.
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Joseph Raymond Martinetto
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Michael Daniel Verdeschi
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