Unclaimed Profile

Neesha K Hathi

CHARLES SCHWAB & CO., INC.·SAN FRANCISCO, California

SIE, Series 7, Series 24, Series 63, Series 99TOClean recordCHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 2648997Firm CRD# 5393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neesha K Hathi · SAN FRANCISCO, CA

Registration

CRD #2648997 · CHARLES SCHWAB & CO., INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARLES SCHWAB & CO., INC.

CRD 5393 · SEC 801-29938

Employees

29,350

Total firm employees

Services offered by CHARLES SCHWAB & CO., INC.

Per Form ADV

Financial planning

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at CHARLES SCHWAB & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Neesha K Hathi offer?

Neesha K Hathi specializes in Financial Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Neesha K Hathi's credentials?

Neesha K Hathi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neesha K Hathi located?

Neesha K Hathi is based in SAN FRANCISCO, California, working with CHARLES SCHWAB & CO., INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Neesha K Hathi charge for services?

Neesha K Hathi's firm is compensated through subscription fees, other: asset based fees for wrap pgrms & subsc pricing for fin planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARLES SCHWAB & CO., INC.?

CHARLES SCHWAB & CO., INC. has approximately 29350 employees. The firm is registered with the SEC as an investment adviser.

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