Unclaimed Profile

Scott Andrew Cook

CHARLES SCHWAB & CO., INC.·SAN FRANCISCO, California

SIE, Series 14, Series 24Clean recordCHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 2911396Firm CRD# 5393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Andrew Cook · SAN FRANCISCO, CA

Registration

CRD #2911396 · CHARLES SCHWAB & CO., INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 14

Series 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARLES SCHWAB & CO., INC.

CRD 5393 · SEC 801-29938

Employees

29,350

Total firm employees

Services offered by CHARLES SCHWAB & CO., INC.

Per Form ADV

Financial planning

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at CHARLES SCHWAB & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Scott Andrew Cook offer?

Scott Andrew Cook specializes in Financial Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Scott Andrew Cook's credentials?

Scott Andrew Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Andrew Cook located?

Scott Andrew Cook is based in SAN FRANCISCO, California, working with CHARLES SCHWAB & CO., INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Scott Andrew Cook charge for services?

Scott Andrew Cook's firm is compensated through subscription fees, other: asset based fees for wrap pgrms & subsc pricing for fin planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARLES SCHWAB & CO., INC.?

CHARLES SCHWAB & CO., INC. has approximately 29350 employees. The firm is registered with the SEC as an investment adviser.

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