Unclaimed Profile

Michael Thomas Anders

ICONIQ CAPITAL, LLC·SAN FRANCISCO, California

Series 7, Series 63, Series 66Clean record17 years registeredICONIQ CAPITAL, LLC

50 BEALE ST., SAN FRANCISCO, CA 94105CRD# 4661709Firm CRD# 159198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Thomas Anders · SAN FRANCISCO, CA

Registration

CRD #4661709 · ICONIQ CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

ICONIQ CAPITAL, LLC

Dec 2011 – present

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jan 2012

SAN FRANCISCO, CA

MORGAN STANLEY & CO. INCORPORATED

Aug 2008 – Jun 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · August 21, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICONIQ CAPITAL, LLC

CRD 159198 · SEC 801-72878

AUM

$84.2B

Regulatory assets under management

Employees

451

1,477 client accounts

Services offered by ICONIQ CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ICONIQ CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Thomas Anders offer?

Michael Thomas Anders specializes in Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Michael Thomas Anders's credentials?

Michael Thomas Anders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Thomas Anders located?

Michael Thomas Anders is based in SAN FRANCISCO, California, working with ICONIQ CAPITAL, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Michael Thomas Anders charge for services?

Michael Thomas Anders's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICONIQ CAPITAL, LLC?

ICONIQ CAPITAL, LLC has approximately 451 employees and manages $84.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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