Unclaimed Profile

William Nicholas Steiner

ICONIQ CAPITAL, LLC·SAN FRANCISCO, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 99Clean record13 years registeredICONIQ CAPITAL, LLC

394 PACIFIC AVENUE, SAN FRANCISCO, CA 94111CRD# 6177042Firm CRD# 159198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Nicholas Steiner · SAN FRANCISCO, CA

Registration

CRD #6177042 · ICONIQ CAPITAL, LLC · 13 years registered

Brand Profile

Not yet started

Career History

ICONIQ CAPITAL, LLC

Jan 2019 – present

LC ADVISORS, LLC

Sep 2016 – Apr 2017

SAN FRANCISCO, CA

HEWINS FINANCIAL ADVISORS, LLC

Mar 2013 – Sep 2016

REDWOOD CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99

Registration record

First registered · March 21, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICONIQ CAPITAL, LLC

CRD 159198 · SEC 801-72878

AUM

$84.2B

Regulatory assets under management

Employees

451

1,477 client accounts

Services offered by ICONIQ CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ICONIQ CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does William Nicholas Steiner offer?

William Nicholas Steiner specializes in Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are William Nicholas Steiner's credentials?

William Nicholas Steiner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Nicholas Steiner located?

William Nicholas Steiner is based in SAN FRANCISCO, California, working with ICONIQ CAPITAL, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does William Nicholas Steiner charge for services?

William Nicholas Steiner's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICONIQ CAPITAL, LLC?

ICONIQ CAPITAL, LLC has approximately 451 employees and manages $84.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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