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James William Jesse

ICONIQ CAPITAL, LLC·SAN FRANCISCO, California
SIE, Series 3, Series 7, Series 63Clean recordICONIQ CAPITAL, LLC
50 BEALE ST., SAN FRANCISCO, CA 94105CRD# 4244855Firm CRD# 159198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James William Jesse · SAN FRANCISCO, CA
Registration
CRD #4244855 · ICONIQ CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ICONIQ CAPITAL, LLC
CRD 159198 · SEC 801-72878
AUM
$84.2B
Regulatory assets under management
Employees
451
1,477 client accounts
Services offered by ICONIQ CAPITAL, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ICONIQ CAPITAL, LLC →
Introduction

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04

Frequently Asked Questions

What services does James William Jesse offer?
James William Jesse specializes in Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.
What are James William Jesse's credentials?
James William Jesse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Jesse located?
James William Jesse is based in SAN FRANCISCO, California, working with ICONIQ CAPITAL, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does James William Jesse charge for services?
James William Jesse's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ICONIQ CAPITAL, LLC?
ICONIQ CAPITAL, LLC has approximately 451 employees and manages $84.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ICONIQ CAPITAL, LLC

Divesh Kanthylal Makan
SAN FRANCISCO, CA
Michael Thomas Anders
SAN FRANCISCO, CA
Kevin Noel Foster
SAN FRANCISCO, CA
William Nicholas Steiner
SAN FRANCISCO, CA

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Research
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