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Clayton Thomas Smudsky

SOFI CAPITAL ADVISORS LLC·SAN FRANCISCO, California
SIE, Series 6, Series 7, Series 63, Series 65Clean record22 years registeredSOFI CAPITAL ADVISORS LLC
ONE LETTERMAN DRIVE, SAN FRANCISCO, CA 94129-1728CRD# 1715927Firm CRD# 165784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Clayton Thomas Smudsky · SAN FRANCISCO, CA
Registration
CRD #1715927 · SOFI CAPITAL ADVISORS LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SOFI CAPITAL ADVISORS LLC
EDWARD JONES
Feb 2021 – Aug 2023
Walnut Creek, CA
GEMMER ASSET MANAGEMENT LLC
Oct 2019 – Feb 2021
Walnut Creek, CA
SOFI WEALTH LLC
Jan 2016 – Jan 2018
SAN FRANCISCO, CA
FORWARD MANAGEMENT, LLC
Sep 2003 – Jun 2015
SAN FRANCISCO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · September 3, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOFI CAPITAL ADVISORS LLC
CRD 165784 · SEC 801-111634
AUM
—
Regulatory assets under management
Employees
3
Total firm employees
Services offered by SOFI CAPITAL ADVISORS LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at SOFI CAPITAL ADVISORS LLC →
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05

Frequently Asked Questions

What services does Clayton Thomas Smudsky offer?
Clayton Thomas Smudsky specializes in Retirement Planning.
What are Clayton Thomas Smudsky's credentials?
Clayton Thomas Smudsky is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clayton Thomas Smudsky located?
Clayton Thomas Smudsky is based in SAN FRANCISCO, California, last registered with SOFI CAPITAL ADVISORS LLC.
How does Clayton Thomas Smudsky charge for services?
Clayton Thomas Smudsky's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOFI CAPITAL ADVISORS LLC?
SOFI CAPITAL ADVISORS LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Scott Chandler Williams
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Christopher Paul Lalli
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Tobin Mcdaniel
SAN FRANCISCO, CA

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Research
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