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FORWARD MANAGEMENT, LLC
FORWARD MANAGEMENT, LLC
SAN FRANCISCO, California
·
9 registered advisors
·
CRD# 109193
SEC# 801-55746
1
415-869-6300
01
Firm Overview
AUM
$860M
Regulatory assets under management
Employees
44
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at FORWARD MANAGEMENT, LLC
9 registered advisors
Alan Arthur Seigerman
SAN FRANCISCO, California
CRD# 3109146
David Huaiming Chow
SAN FRANCISCO, California
CRD# 1401207
James Joseph Halligan
SAN FRANCISCO, California
CRD# 234474
Judith Marilyn Rosenberg
SAN FRANCISCO, California
CRD# 2430931
Mary Ellen Curran
SAN FRANCISCO, California
CRD# 2074217
Thomas Woodhouse
SAN FRANCISCO, California
CRD# 5310762
Toby Rosenblatt
SAN FRANCISCO, California
CRD# 5374602
William A Newsom
SAN FRANCISCO, California
CRD# 5312301
William Prezant
SAN FRANCISCO, California
CRD# 5310756
05
Office Locations
SAN FRANCISCO, California
9 advisors
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Data sourced from SEC Form ADV filings. FORWARD MANAGEMENT, LLC (CRD# 109193) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.