Unclaimed Profile

Scott Chandler Williams

SOFI CAPITAL ADVISORS LLC·SAN FRANCISCO, California

SIE, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 99TO23 years registeredSOFI CAPITAL ADVISORS LLC

ONE LETTERMAN DRIVE, SAN FRANCISCO, CA 94129-1728CRD# 2889617Firm CRD# 165784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Chandler Williams · SAN FRANCISCO, CA

Registration

CRD #2889617 · SOFI CAPITAL ADVISORS LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOFI CAPITAL ADVISORS LLC

TREASURE INVESTMENT MANAGEMENT, LLC

Jun 2021 – Feb 2024

SAN FRANCISCO, CA

SOFI WEALTH LLC

Jun 2013 – May 2019

SAN FRANCISCO, CA

U.S. BANCORP INVESTMENTS, INC.

May 2007 – Sep 2008

SAN FRANCISCO, CA

CITICORP INVESTMENT SERVICES

Jun 2005 – May 2007

SAN FRANCISCO, CA

CITICORP INVESTMENT SERVICES

Sep 2004 – Feb 2005

SAN FRANCISCO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Mar 2004 – Sep 2004

SAN FRANCISCO, CA

CUSO FINANCIAL SERVICES, L.P.

Dec 2002 – Mar 2004

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · December 2, 2002

Years registered · 23

Disclosure History

2010Customer Dispute·Settled

2008Customer Dispute·Settled

2000Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOFI CAPITAL ADVISORS LLC

CRD 165784 · SEC 801-111634

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by SOFI CAPITAL ADVISORS LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SOFI CAPITAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Scott Chandler Williams offer?

Scott Chandler Williams specializes in Retirement Planning.

What are Scott Chandler Williams's credentials?

Scott Chandler Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Chandler Williams located?

Scott Chandler Williams is based in SAN FRANCISCO, California, last registered with SOFI CAPITAL ADVISORS LLC.

How does Scott Chandler Williams charge for services?

Scott Chandler Williams's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOFI CAPITAL ADVISORS LLC?

SOFI CAPITAL ADVISORS LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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