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Alan Richard Carlisle

SOFI CAPITAL ADVISORS LLC·SAN FRANCISCO, California
SIE, Series 3, Series 4, Series 6TO, Series 7, Series 9, Series 10, Series 14, Series 22TO, Series 24, Series 26, Series 27, Series 28, Series 39, Series 42, Series 52TO, Series 53, Series 55, Series 57TO, Series 62, Series 63, Series 65, Series 72, Series 79TO, Series 82TO, Series 87, Series 99TOClean record24 years registeredSOFI CAPITAL ADVISORS LLC
ONE LETTERMAN DRIVE, SAN FRANCISCO, CA 94129-1728CRD# 2646681Firm CRD# 165784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alan Richard Carlisle · SAN FRANCISCO, CA
Registration
CRD #2646681 · SOFI CAPITAL ADVISORS LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SOFI CAPITAL ADVISORS LLC
PUBLIC ADVISORS LLC.
May 2023 – Sep 2024
Boise, ID
SOFI WEALTH LLC
Jan 2017 – Jul 2022
SAN FRANCISCO, CA
SCF INVESTMENT ADVISORS, INC.
Sep 2013 – Jul 2015
FRESNO, CA
VFG ADVISORS, INC.
Aug 2013 – Sep 2013
CULVER CITY, CA
SCF INVESTMENT ADVISORS, INC.
Dec 2012 – Aug 2013
FRESNO, CA
HANSON MCCLAIN STRATEGIC ADVISORS, INC.
Aug 2011 – Sep 2012
FOLSOM, CA
HANSON MCCLAIN ADVISORS
Mar 2011 – Sep 2012
SACRAMENTO, CA
SECURITIES AMERICA ADVISORS, INC.
Jul 2010 – Mar 2011
FOLSOM, CA
SCF INVESTMENT ADVISORS, INC.
Jun 2009 – Jul 2010
FRESNO, CA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
Oct 2006 – Apr 2007
BURLINGAME, CA
NEXT FINANCIAL GROUP, INC.
Aug 2006 – Sep 2006
COOL, CA
AMERIPRISE FINANCIAL SERVICES, INC.
Apr 2005 – Aug 2006
ROSEVILLE, CA
EPLANNING ADVISORS INC
Feb 2005 – Apr 2005
ROSEVILLE, CA
LINSCO/PRIVATE LEDGER CORP.
Apr 2004 – Jun 2004
SAN DIEGO, CA
EPLANNING ADVISORS INC
Apr 2002 – Apr 2004
ROSEVILLE, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 6TO
Series 7
Series 9
Series 10
Series 14
Series 22TO
Series 24
Series 26
Series 27
Series 28
Series 39
Series 42
Series 52TO
Series 53
Series 55
Series 57TO
Series 62
Series 63
Series 65
Series 72
Series 79TO
Series 82TO
Series 87
Series 99TO
Registration record
First registered · April 12, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOFI CAPITAL ADVISORS LLC
CRD 165784 · SEC 801-111634
AUM
—
Regulatory assets under management
Employees
3
Total firm employees
Services offered by SOFI CAPITAL ADVISORS LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at SOFI CAPITAL ADVISORS LLC →
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05

Frequently Asked Questions

What services does Alan Richard Carlisle offer?
Alan Richard Carlisle specializes in Retirement Planning.
What are Alan Richard Carlisle's credentials?
Alan Richard Carlisle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Richard Carlisle located?
Alan Richard Carlisle is based in SAN FRANCISCO, California, last registered with SOFI CAPITAL ADVISORS LLC.
How does Alan Richard Carlisle charge for services?
Alan Richard Carlisle's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOFI CAPITAL ADVISORS LLC?
SOFI CAPITAL ADVISORS LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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