Unclaimed Profile

Travis Leigh Bator

INDEPENDENT FINANCIAL GROUP, LLC·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record9 years registeredINDEPENDENT FINANCIAL GROUP, LLC

12671 HIGH BLUFF DR, SAN DIEGO, CA 92130CRD# 5241485Firm CRD# 7717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Travis Leigh Bator · SAN DIEGO, CA

Registration

CRD #5241485 · INDEPENDENT FINANCIAL GROUP, LLC · 9 years registered

Brand Profile

Not yet started

Career History

CAPSTONE INVESTMENT GROUP

May 2025 – present

INDEPENDENT FINANCIAL GROUP, LLC

Sep 2023 – Aug 2024

SAN DIEGO, CA

HARBOUR INVESTMENTS, INC.

Feb 2021 – Sep 2023

MADISON, WI

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2017 – Aug 2019

Minneapolis, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · July 11, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT FINANCIAL GROUP, LLC

CRD 7717 · SEC 801-62667

AUM

$6.8B

Regulatory assets under management

Employees

626

30,369 client accounts

Services offered by INDEPENDENT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FINANCIAL GROUP, LLC →

Introduction

Speak with Travis Leigh

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Travis Leigh is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Travis Leigh Bator offer?

Travis Leigh Bator specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Travis Leigh Bator's credentials?

Travis Leigh Bator is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Travis Leigh Bator located?

Travis Leigh Bator is based in SAN DIEGO, California, working with INDEPENDENT FINANCIAL GROUP, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Travis Leigh Bator charge for services?

Travis Leigh Bator's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FINANCIAL GROUP, LLC?

INDEPENDENT FINANCIAL GROUP, LLC has approximately 626 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →