Unclaimed Profile

Brian Dennen

INDEPENDENT FINANCIAL GROUP, LLC·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TO13 years registeredINDEPENDENT FINANCIAL GROUP, LLC

12671 HIGH BLUFF DR, SAN DIEGO, CA 92130CRD# 3239786Firm CRD# 7717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Dennen · SAN DIEGO, CA

Registration

CRD #3239786 · INDEPENDENT FINANCIAL GROUP, LLC · 13 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT FINANCIAL GROUP, LLC

Aug 2024 – present

LPL FINANCIAL LLC

Jun 2020 – Sep 2023

SAN DIEGO, CA

ALLY INVEST ADVISORS

Jul 2017 – Mar 2020

CHARLOTTE, NC

WEALTHFRONT

Nov 2012 – Nov 2016

REDWOOD CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · November 1, 2012

Years registered · 13

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEPENDENT FINANCIAL GROUP, LLC

CRD 7717 · SEC 801-62667

AUM

$6.8B

Regulatory assets under management

Employees

626

30,369 client accounts

Services offered by INDEPENDENT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Dennen offer?

Brian Dennen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Brian Dennen's credentials?

Brian Dennen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Dennen located?

Brian Dennen is based in SAN DIEGO, California, working with INDEPENDENT FINANCIAL GROUP, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Brian Dennen charge for services?

Brian Dennen's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FINANCIAL GROUP, LLC?

INDEPENDENT FINANCIAL GROUP, LLC has approximately 626 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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